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ORDINAL REAL NUMBERS 02

Free  algebrae and alternative definitions of the  Hessenberg           operations  in the ordinal numbers .

 

 By Dr. Constantine E. Kyritsis

Department of Mathematics and Computer Science

University of Portsmouth

Software Laboratory

Electrical and Computer Engineering

National Technical University of Athens

http://www.softlab.ntua.gr/~kyritsis

kyritsis@softlab.ntua.gr

 

§0.  Introduction  This is the second paper of  a series of five papers that have as goal the  definition of topological complete linearly ordered fields (continuous numbers)  that include the real numbers and are obtained from the ordinal numbers in a method analogous to the way that  Cauchy derived the real numbers from the natural numbers. We may call them linearly ordered Newton-Leibniz numbers. The author started and completed this  research in the island of Samos during 1990-1992 . Seven years later (1999) he discovered how such numbers can be interpreted as fields of random variables (stochastic real numbers) that links them to applications of statistics, stochastic processes and computer procedures. From this point of view it turns out that the ontology of infinite is the phenomenology of changes of the finite. In particular the phenomenology of stochastic changes of the finite can be formulated as ontology of the infinite .He hopes that in future papers he shall be able to present this perspective in detail.

 

 

 

 It is a wonderful perspective to try to define the Dirac’s deltas as natural entities of  such stochastic real numbers. If in the completion  of rational numbers to real numbers we ramify the equivalence relation of convergent sequences to others that include  not only where the sequences  converge (if they converge at the same point) but also how fast (if they converge in the same way ,an attribute related also to computer algorithms complexity)  ,then we get non-linearly ordered topological fields that contain ordinal numbers (certainly up to ùa , a=   ùù) and are closer to practical applications. This approach does not involve the random variables at all, but involves directly  sequences of rational numbers as "Newtonian fluxions". This creation can be considered as a model of such linearly ordered fields (up-to-characteristic  ùa , a=   ùù) ,when these linearly ordered fields are defined axiomatically. This gives also a construction of the real numbers with a set which is countable. This does not contradict  that all models of the real numbers are isomorphic as the field- isomorphism is not in this case also an Î-isomorphism so the Cauchy-real numbers and such a model still have different cardinality.

             If we want to define in this way all the Ordinal real numbers, then it is still possible but then this would give also a device for a model of all the ZFC-set theory! And such a model is indeed possible: By taking again sequences of non-decreasing (in the inclusion) finite sets of ZFC , and requiring that  any property ,relation or operation if it is to hold for this set-sequence it must hold finally for each term of the sequence and finite set. In other words we take a minimality for every set of it, relative to the axiom of infinite. It is easy to prove that the (absolute) cardinality of such a model is at most 2ù  , that is at most the cardinality of the continuum. We could conceive  such a model as the  way a computer with its algorithms , data bases tables etc would represents sets of ZFC in a logically consistent way.  There is no contradiction with the 2nd-incompletness theorem of Gödel as the argument to prove that it is a model of ZFC-set theory is already outside ZFC-set theory (as are also the arguments of Gödel ,or of Lowenheim-Skolem  that gives a countable model of ZFC-set theory).

 

In this second paper on the same subject, I shall give two more ,and even simpler, algebraic characterizations of the Hessenberg  natural  operations  in  the   ordinal   numbers. These characterizations are actually alternative and direct definitions of the Hessenberg natural operations; independent from the standard non-commutative  operations  in  the  ordinal  numbers  .The  main results    are    the    characterization    theorems   4.7.         

.These characterisations of the Hessenberg natural operations are :

a) As operations defined  by  transfinite  induction  through  two inductive   rules  that  are  already  satisfied  by  the  usual  operations in the natural numbers .

b) An initial segment of  a  principal ordinal  in  the  Hessenberg natural operations is isomorphic  with  the  free  semiring  of á many  generators in the category of  abelian  semirings  ;or  isomorphic with the algebra of polynomial symbols of á inderminates of the type of algebra of semirings with constants the natural numbers .

The previous characterizations proves that the Hessenberg natural operations are the natural extensions in the ordinal numbers, of the usual operations in the natural numbers,. This turns  out  to be so, if  we approach this subject from whatever aspect. Thus the Hessenberg natural operations should be coined as the standard abelian operations  in  the  ordinal  numbers,  for  all  practical algebraic purposes .There are already extended applications of this . (see  [ Conway J.H.])

The main application of the previous results is in the theory of ordinal real numbers (see [ Kyritsis C.E. ] ).The final  result  is  that the three  Hierarchies and different techniques of transfinite real numbers (see [ Gleyzal A. ]), of the surreal numbers (see   [ Conway J.H.])  ) ,of the ordinal real numbers (see  [ Kyritsis C.E. ]) give by inductive  limit  or  union the same class of numbers ,already known as  the  class  No  and to which we   make reference in  [ Kyritsis C.E. ]   as the "totally  ordered Newton-Leibniz realm of numbers ".

§1.The  third algebraic  characterizations  of  the  Hessenberg natural operations.

Let a initial segment of an  ordinal number of type â=ùá. Let us define a binary  operation ,denoted by +, in W(â) by definition by transfinite induction (see e.g. [Kuratowski K.-Mostoeski A.] §4 pp 233, [Enderton B.H.], [ Frankel A.A.], [Kyritsis C.E.] Lemma 2, 3 ) and the inductive rule  defined by p+ (f)=S({f(W(x),y)}È{f(x,W(y))})  for an .

The  definition  by  transfinite  induction  is  supposed  of  two variables as is also the inductive rule  (see [ Kyritsis C.E] Lemma 2,3). Thus, there exists a unique function denoted by (+):W(ùá)2 ®W(ã+1), where the ã  is  an  ordinal  number  with

 ùá    such  that  it  satisfies the inductive rule p+ ; thus it holds :

p+                   x+y=S({x+W(y)}È{{W(x)+y}) .

The  restriction  of  this  operation in W(ù)=ù coincides with  the usual  operations  of  the natural  numbers, since  the  addition of  the   natural   numbers satisfies also the inductive rule p+ :

Lemma 0. The Hessenberg natural sum in a initial segment W(ùá ), satisfies the inductive rule  p+ .

Proof: See [ Kyritsis C.E]  Proposition 8; the arguments hold also for the initial segments of type W(ùá); if we are concerned only for the natural sum .                                         Q.E.D.

 

Thus by  the  uniqueness  ,the  natural  sum  coincides  with  the operation defined with the inductive rule p+.

Corollary 1.The operation defined as before by the inductive rule p+, satisfies the properties   0.1.2.3.5.6.7.(See [ Kyritsis C.E] lemma 1, the part of the properties that refer only to the sum ).

Proof: See again the [ Kyritsis C.E] proposition 8.               Q.E.D.

Since  the  commutative  monoid  W(ùá)  relative  the  Hessenberg natural sum satisfies  the cancellation law, it has a monomorphic embedding in the Universal group of it,  which at this case is called also the Grothendick group and it is denoted by K(W(ùá)). Thus the difference x-y is definable in W(ùá) with values in K(W(ùá)).

See also [ Kyritsis C.E] the remark before the proof of the proposition 8. Let an initial segment W(ùá)  of a principal ordinal number . Let the binary operation denoted by (.):W()2®W(ã) ,where the ã is an ordinal number  with    defined  with  definition  by transfinite induction and with inductive rule  the function 

 

 

 

 

p

such that for every

p (f)=S({f(x,W(y))+f(W(x),y)-f(W(x),W(y)}Ç W(ã+1)) . Thus there is a unique function (.):W()2 ®W(ã+1) such that it satisfies the inductive rule

p           x.y=S({W(x).y+x.W(y)-W(x).W(y)}ÇW(ã+1)).

Lemma 2.The Hessenberg natural  product  satisfies  the  inductive rule p  .

Proof: See [ Kyritsis C.E]Proposition 8 .                              Q.E.D.

Therefore  by the uniqueness of the function (.) this operation coincides with the Hessenberg natural product .

Corollary 3. Let an initial segment of a principal ordinal number . The  operations  that  are  defined  as  before with the inductive rules p+, p satisfy   the properties 0.1.2.3.4.5.6.7.8. (See [ Kyritsis C.E] lemma 1)and  coincide with the Hessenberg natural sum and product .

Proof: See again [ Kyritsis C.E] proposition 8.

 Corollary 4. (third characterisation)

Let an initial segment  of  a  principal  ordinal  number  . Two operations in W() are the Hessenberg natural operations  if  and only if they satisfy the inductive rules p+, p.

Proof: Direct from lemma 2 and corollary 3.                 Q.E.D.

§ 2 .The definition of the Hessenberg natural operations with finitary free algebras .

     In this paragraph  we  shall  prove  a  key  result  with respect to the Hessenberg natural operations. We  shall  prove that the Hessenberg operations are actually free finitary operations definable by the operations of the Natural numbers .

(see [ Graetzer G.] about operations of polynomial symbols ch 1 e.t.c.)

Proposition 5. Let an initial segment W(ùá) of an ordinal number of type ùá. The commutative monoid  W(ùá) relative  to  the  Hessenberg natural sum is isomorphic with the commutative free monoid   in  the category of commutative monoids .

  Remark: The free monoid coincides with the polynomial algebra of polynomial symbols of the algebra of type (N0,.),in other words of commutative monoids with nullary operations the constants of N0. Since the  commutative  monoids  is  an  equational  class (variety )  there are free commutative monoids  ;(see  [ Graetzer G.]  ch  4 §25 corollary 2 pp 167 ).

  Proof: Let us define a function h : ®W(ùá) by h(x)=ùx for x<á and  h(n1x1 +...+nkxk)=n1ù1x +...+ nkùkx  for any y=n1x1 +...+ nkxk  . The operations in the second part of the defining equation of h are the Hessenberg natural operations .By the definition of  and the Cantor normal form of ordinal numbers in the Hessenberg operations we get that the h is 1-1 on-to and homomorphism of abelian monoids .Thus an isomorphism of commutative monoids .                                                             Q.E.D.

Remark 6. We deduce from the previous proposition that two initial segments W(ùá), W(ùâ) are algebraically isomorphic as commutative monoids if and only if À(á)=

À (â), in other words the ordinals á, â have the same cardinality .

Proposition 7. (Fourth characterisation ) Let an initial segment W() of a principal ordinal number . The   commutative semiring W() relative   to   the Hessenberg natural operations is isomorphic with the commutative free semiring

 N0 in the category of commutative semirings  with unit .

Remark : The free commutative semiring with unit N0 coincides with the polynomial algebra of polynomial symbols of the algebrae of type (N0,+,.) in other words of the commutative semirings with nullary operations the constants of N0. The commutative semirings with unit are an equational class thus they have free semirings;

(see again   [ Graetzer G.]  ch  4 § 25 corollary 2 pp 167 ).The semiring N0 is   constructed as the  semigroup  semiring   of   the semigroup written  multiplicativelly;(in a way analogous to the construction of the semigroup ring of a semigroup ).

 

 

 

 

 

 

 

Proof: Let us define a function as in the proof of proposition 5

h2 :N0 ®W() by h2 (x)=ùh(x) for  where the h is as in the proof of the proposition 5 h : ®W(ùá) and the is written multiplicatively; yy= n1x1 +...+nkxk   with x1,...,xk  h(y)=

. Again by the definition of the N0 and the uniqueness of the Cantor normal form in the Hessenberg natural operations (see [Kyritsis C.E.] Remark 7,5),b)) we get that the function h is an homomorphism of semirings,1-1 and on-to ;thus an isomorphism of abelian semigroups with unit .                           Q.E.D.

 Remark 8.From the previous proposition and the dependence of the free semiring N0 , up-to-isomorphism,on the cardinality of the set á, we deduce that two initial segments W() , W() are algebraically isomorphic relative to the Hessenberg natural operations  if  and only if À(á)=À (â); n other words if the ordinal numbers á, â are of the same cardinality .

 

 

 

 

 

 

 

 

 

 

 

    Bibliography

 

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        Free  algebras and alternative definitions of the    

        Hessenberg operations  in the ordinal numbers .

 

              by Dr. Konstantin E. Kyritsis

    Mathematics Department,  University of the Aegean

          Karlovassi   GR_832  00  Samos   Greece

 

                         Abstract.

    It is proved and is given,  in this paper, two  alternative algebraic definitions of the  Hessenberg  natural  numbers in  the  ordinal numbers:

a) by  definition  with  transfinite induction  and  two inductive rules ,

b)  by  the  free  algebras  of  the  polynomial  symbols  of  the commutative semirings with unit .

 

 

 

 

 

 

 

 

 

 

 

 

 

                         Key Words

 

Hessenberg natural operations

 ordinal numbers

 free algebras

 semirings